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      <H2 class=3Dtitle><!--_title-->Mission Statements: =
<!--_/title--></H2>
      <H2 class=3Dsubtitle><!--_subtitle-->A Thematic Analysis of =
Rhetoric Across=20
      Institutional Type <!--_/subtitle--></H2>
      <H3 class=3Dbyline><!--_byline--><A=20
      =
href=3D"http://muse.jhu.edu/journals/journal_of_higher_education/v077/77.=
3morphew.html#authbio1">Christopher=20
      C. Morphew</A> <!--_/byline--></H3>
      <H3 class=3DbylineMulti><!--_byline--><A=20
      =
href=3D"http://muse.jhu.edu/journals/journal_of_higher_education/v077/77.=
3morphew.html#authbio2">Matthew=20
      Hartley</A> <!--_/byline--></H3>
      <DIV class=3DbeginText>
      <H3 class=3DaHead><!--_aHead-->They're Everywhere! They're =
Everywhere! <!--_/aHead--></H3>
      <P class=3DnoIndent>Mission statements are ubiquitous in higher =
education.=20
      Accreditation agencies demand them, strategic planning is =
predicated on=20
      their formulation, and virtually every college and university has =
one=20
      available for review. Moreover, higher education institutions are=20
      constantly revisiting and revising their mission statements: as =
recently=20
      as the mid-1990s, the Association of American Colleges (1994), =
found that=20
      fully 80% of all colleges and universities were making major =
revisions in=20
      their mission statements, goals, curricula, and general education =
courses.=20
      It would seem that not having a mission statement begs the very =
legitimacy=20
      of a college or university. Of course, the crafting (and =
re-crafting) of=20
      such documents consumes considerable institutional resources, =
particularly=20
      that most precious resource: time. So, why bother? Some would =
argue that=20
      articulating a shared purpose is a requisite first step on the =
road to=20
      organizational success. Others are far less sanguine about such =
efforts=20
      and view them as rhetorical pyrotechnics=E2=80=94pretty to look at =
perhaps, but of=20
      little structural consequence. The purpose of this study is to =
begin an=20
      exploration of these hypotheses by first attempting to understand =
what=20
      institutions actually say in their missions and by exploring the=20
      relationship between these rhetorical elements and institutional =
type.=20
      <B>[End Page 456]</B> </P>
      <H3 class=3DaHead><!--_aHead-->Mission Statements: Half-Full or =
Half-Empty? <!--_/aHead--></H3>
      <P class=3DnoIndent>A furor over mission statements swept over =
corporate=20
      America nearly three decades ago (Drucker, 1973; Peters and =
Waterman,=20
      1982). As is the case with other management trends, such ideas =
inevitably=20
      =E2=80=93 and belatedly =E2=80=93 found their way into the academy =
(Birnbaum, 2000).=20
      Keller (1983), for example, in his seminal book on strategic =
planning,=20
      argues that mission statements are a necessary part of an =
institution's=20
      strategic planning process. Others point to the value of mission=20
      statements in expressing a "vision" for the institution's future =
(Lenning=20
      &amp; Micek, 1976; Schwerin, 1980; Carruthers &amp; Lott, 1981; =
Martin,=20
      1985; Nanus, 1992). Much of the early research on the utility of =
mission=20
      statements is limited because, as Davies (1986) notes, it fails to =

      recognize "the unexamined presuppositions upon which they are =
grounded"=20
      (p. 85). In short, the researchers take as gospel the notion that =
such=20
      statements are, to quote Martha Stewart, "a good thing" and that =
their=20
      assertions are clothed with threadbare anecdotal evidence. </P>
      <P>More recent research on postsecondary mission statements has =
produced a=20
      more nuanced understanding of the role that ideology and purpose =
play in=20
      organizational life. This literature suggests that the process of=20
      articulating an institution's mission has two potential benefits. =
First,=20
      it is instructional. A clear mission helps organizational members=20
      distinguish between activities that conform to institutional =
imperatives=20
      and those that do not. Second, a shared sense of purpose has the =
capacity=20
      to inspire and motivate those within an institution and to =
communicate its=20
      characteristics, values, and history to key external constituents=20
      (Drucker, 1973; Keller, 1983; Parekh, 1977; Smith, 1979; Hartley, =
2002).=20
      Researchers have also described the experiences of (typically =
small)=20
      institutions whose discussions about institutional priorities and =
future=20
      direction, codified in mission statements, have guided decision =
making=20
      around key issues such as program creation or termination. The =
mission=20
      statement therefore is rightly understood as an artifact of a =
broader=20
      institutional discussion about its purpose. </P>
      <P>Of course, other practitioners and scholars see the mission =
statement=20
      glass as half-empty. They view mission statements as a collection =
of stock=20
      phrases that are either excessively vague or unrealistically =
aspirational=20
      or both. From this perspective, mission statements ultimately fail =
to=20
      follow through on or convey any noteworthy sense of an =
institution's=20
      current identity (Davies, 1986; Chait, 1979; Delucchi, 1997). A =
majority=20
      of those who have conducted what little empirical analysis exists =
of=20
      college and university mission statements reside squarely in this =
camp.=20
      They argue that mission statements, rather than providing focus to =

      colleges and universities, offer precisely the opposite. Instead =
of=20
      <B>[End Page 457]</B> direction and constraint, college and =
university=20
      mission statements provide a means to an uncertain end. More =
specifically,=20
      the language in mission statements is intended to evoke an =
all-purpose=20
      purpose. Or, as Gordon Davies (1986) puts it, mission statements =
tend to=20
      demonstrate "The importance of being general." In other words, =
rather than=20
      surfacing values that might guide everyday decision making, =
colleges and=20
      universities fashion mission statements that maximize =
institutional=20
      flexibility. They communicate that nothing is beyond the reach of =
the=20
      organization in question. In doing so, they ignore institutional=20
      limitations and side-step any effort at prioritizing current =
activities or=20
      future initiatives. </P>
      <P>Even so, sociologists that use institutional theory to explain=20
      organizational behavior (e.g., Meyer &amp; Rowan, 1977; Meyer, =
Deal and=20
      Scott, 1981) would argue that an "all-purpose" mission statement=20
      nevertheless fulfills an important function for a college or =
university.=20
      From this point of view, the utility and general nature of mission =

      statements go hand in hand. Mission statements are =
normative=E2=80=94they exist=20
      because they are expected to exist, much the same way that =
students expect=20
      colleges and universities to award credit in the form of hours and =
persons=20
      inside and outside higher education expect college campuses to =
include=20
      "quads," well-landscaped gardens, and football stadiums. =
Institutional=20
      theorists point to organizational artifacts like mission =
statements and=20
      knowingly describe them as ritualistic or mythological. From this =
point of=20
      view, mission statements are certainly important but not for the =
direction=20
      they provide. Rather, they serve a legitimating function. Mission=20
      statements are valuable because they =E2=80=93 and the elements =
within them =E2=80=93 show=20
      that the organization in question understands the "rules of the =
game."=20
      And, one of the rules of the higher education game is that you =
have to=20
      have a mission statement if you want to be considered a legitimate =
college=20
      or university by, among others, accrediting agencies and board =
members.=20
      </P>
      <P>This theoretical proposition assumes that there are some =
processes and=20
      structures that organizations must incorporate because they are=20
      normatively prescribed. This is one of the primary points of =
institutional=20
      theory, which argues that an organization such as a university =
succeeds=20
      when everyone inside and outside the organization agrees that it =
is a=20
      university (Meyer &amp; Scott, 1980; Meyer &amp; Rowan, 1977)! =
According=20
      to this theory, colleges and universities would be wise to develop =
mission=20
      statements so that those within the organization (students, =
faculty) and=20
      outside (accreditors, Regents, prospective students) see that such =
a=20
      statement exists, in proper form and verbiage. Moreover, the =
mission=20
      statement developed should incorporate the elements commonly =
understood to=20
      form the basis for a higher education mission (e.g., search for =
knowledge,=20
      teaching, service to the community). <B>[End Page 458]</B> </P>
      <P>Circumstantial evidence supporting this hypothesis is not hard =
to find.=20
      College and university mission statements are steeped in symbolism =
and=20
      many of their pronouncements cannot be objectively measured. For =
example,=20
      Chait (1979) examined dozens of mission statements and concluded =
that they=20
      all looked the same in part because of a tendency to include =
"vague and=20
      vapid goals." The advantage in including this kind of verbiage in =
mission=20
      statements is that it is impossible to prove that the institution =
is=20
      failing to progress towards its goals. Further, they are difficult =
to=20
      contest. After all, Chait asked, "Who cannot rally around 'the =
pursuit of=20
      excellence' or 'the discovery and transmission of knowledge?'" (p. =
36).=20
      Similarly, mission statements provide an opportunity for schools =
to lay=20
      claim to important terrain. For example, Delucchi (1997) found =
that the=20
      mission statements of schools dominated by enrollment in =
professional=20
      fields extolled their institutions' "liberal arts focus." Although =

      institutional theorists would concede that mission statements may =
inform=20
      some universities' strategic plans, they would argue that the =
primary=20
      purpose is to serve normative rather than utilitarian =
purposes.<SUP><A=20
      =
href=3D"http://muse.jhu.edu/journals/journal_of_higher_education/v077/77.=
3morphew.html#FOOT1"=20
      name=3DREF1>1</A></SUP> </P>
      <H3 class=3DaHead><!--_aHead-->Our study <!--_/aHead--></H3>
      <P class=3DnoIndent>Whether mission statements are a) strategic =
expressions=20
      of institutional distinctiveness; or b) organizational window =
dressings=20
      that are normative necessities is, we believe, an important =
question that=20
      can be answered only with empirical data. Our research study is a =
first=20
      step on the road to answering this larger question. Our study =
examines=20
      hundreds of mission statements in an attempt to identify patterns =
of=20
      difference within these statements. Our goal is analyze these =
patterns and=20
      to make judgments regarding whether these patterns are consistent =
with a)=20
      recognized differences among institutional types (e.g., Carnegie=20
      classifications, control, etc.); or b) the aforementioned =
institutional=20
      explanations about why mission statements are so ever-present =
within=20
      higher education. </P>
      <P>The findings of this study have immensely practical =
implications.=20
      First, those charged with constructing or refining mission =
statements will=20
      benefit from a greater understanding of the purpose of these =
documents. We=20
      believe that there is genuine disagreement among many in higher =
education=20
      currently regarding the appropriate use and purpose of mission =
statements.=20
      Irrespective of which camp is correct, given the amount of time =
and=20
      resources colleges and universities spend in planning and =
constructing=20
      mission statements for audiences like accreditors and prospective=20
      students, mission statements are important documents. <B>[End Page =

      459]</B> If it can be shown that mission statements reflect the=20
      institutional diversity of American higher education then the =
proponents=20
      of mission statements may be right=E2=80=94mission statements may =
be a way of=20
      establishing institutional uniqueness and therefore are a =
potentially=20
      useful tool in institutional decision-making. If, however, the =
same=20
      analysis reveals that these formal documents do not speak to =
recognized=20
      institutional differences, it would seem more likely that mission=20
      statements exist for other (either aspirational or normative) =
purposes. In=20
      either case, empirical analysis is likely to produce results =
useful for=20
      those inside and outside higher education. From a practical =
perspective, a=20
      better understanding of the use(s) of these documents would allow =
those=20
      involved in their construction to decide what information to =
include or=20
      not include and what kinds of organizational actors should be =
involved in=20
      the construction process. </P>
      <H3 class=3DaHead><!--_aHead-->Study Methods and Rationale=20
      <!--_/aHead--></H3>
      <P class=3DnoIndent>Though mission statements are ubiquitous in =
higher=20
      education, there is precious little empirical research on the =
content of=20
      these statements. One well-known empirical study of 114 mission =
statements=20
      conducted over a decade ago merely concluded that these statements =
were=20
      "amazingly vague, vapid, evasive, or rhetorical, lacking =
specificity or=20
      clear purpose=E2=80=A6full of honorable verbiage signifying =
nothing" (Newsom and=20
      Hayes, 1991, p. 29). No researcher has sought to determine whether =
college=20
      and university mission statements are, in fact, accurate =
depictions of=20
      organizational reality or whether the differences among mission =
statements=20
      are the products of recognized differences or aspirations. Our =
goal, then,=20
      is to construct a more systematic and comprehensive exploration of =
mission=20
      statements in an attempt to contribute to the beginnings of an =
empirical=20
      literature on mission statements in higher education. </P>
      <P>We randomly selected more than 300 mission statements from a=20
      representative sample of U.S. four-year colleges and universities. =
Each=20
      statement was obtained via the World Wide Web and printed for =
analysis.=20
      The goal of the study was to determine whether the mission =
statements in=20
      this representative group of institutions were as varied as the=20
      institutions themselves. The research question guiding this study =
was:=20
</P>
      <UL class=3Ddisk>
        <LI><I>How do college and university mission statements differ =
in=20
        content, and are any differences reflective of recognized =
differences=20
        between institutional types?</I> </LI></UL>
      <P>After the institutions were randomly chosen from a list of =
1,106=20
      four-year institutions listed in the 2000 Carnegie Classification=20
      list,<SUP><A=20
      =
href=3D"http://muse.jhu.edu/journals/journal_of_higher_education/v077/77.=
3morphew.html#FOOT2"=20
      name=3DREF2>2</A></SUP> each college <B>[End Page 460]</B> and =
university=20
      mission statement was identified and printed out by a graduate=20
      student.<SUP><A=20
      =
href=3D"http://muse.jhu.edu/journals/journal_of_higher_education/v077/77.=
3morphew.html#FOOT3"=20
      name=3DREF3>3</A></SUP> The study's co-authors initially divided =
the=20
      statements into two groups and coded them separately. In an effort =
to=20
      ensure reliability, the co-authors discussed and renamed the =
elements=20
      identified in the mission statements and separately coded several =
of the=20
      same institutional mission statements. In the latter case, an =
examination=20
      of the separately coded mission statements showed that each of the =
authors=20
      coded the sample mission statements similarly. We coded each =
mission=20
      statement in its entirety. In the end, we identified 118 distinct =
elements=20
      that appeared in the mission statements. Beyond our analysis of =
each=20
      entire mission statement, we also gave unique codes to those =
elements=20
      appearing in the first 2=E2=80=933 sentences of each mission. We =
paid special=20
      attention to these elements because of our assumption that this =
placement=20
      at the "top" of the mission statement reflected an organizational =
emphasis=20
      on these particular elements. </P>
      <P>Using the World Wide Web had at least two advantages. First, =
because=20
      the data were available electronically, it could be analyzed and=20
      categorized more easily. Second, this method allowed us to quickly =
and=20
      easily gather a representative sample of colleges and =
universities. We=20
      selected institutions across the range of four-year Carnegie=20
      classifications and collected statements from both publics and =
privates=20
      within each group. We used document analysis techniques to =
identify=20
      elements that were embedded in these mission statements (Merriam, =
1998).=20
      We use the term "element" rather than the more often used "theme," =
because=20
      we want to convey two things. First, our analysis of these mission =

      statements sometimes focused on significant single words, as well =
as=20
      phrases. Second, our goal in this analysis was to identify the =
integral=20
      pieces of each mission statement in such a way so that, if =
necessary, each=20
      statement could be reconstructed using only the pieces (or =
"elements")=20
      that we identified. An apt analogy would be a jigsaw puzzle where =
the=20
      pieces of the puzzle are of different shapes and sizes and these =
specific=20
      pieces (or elements) are required to reconstruct the puzzle. This =
analysis=20
      of mission statements by Carnegie Classification ultimately =
allowed a=20
      determination of whether these institutions are similar or =
dissimilar in=20
      the type of students they serve, the kinds of degree programs they =
offer,=20
      or their historical mission. The method is similar to one employed =
in a=20
      smaller study of liberal arts college mission statements =
(Delucchi, 1997).=20
      </P>
      <P>While we had no <I>a priori</I> standards in place that would =
help us=20
      designate when a particular argument concerning the usefulness of =
mission=20
      statements was carried, we did discuss what we might find and how =
those=20
      findings might be related to the conceptual and empirical =
literature on=20
      mission statements prior to our analysis of these documents. In =
short, we=20
      arrived at following quasi-hypotheses. <B>[End Page 461]</B> </P>
      <OL class=3Ddecimal>
        <LI>Consistent use of elements within Carnegie Classification =
would=20
        indicate that mission statements express recognized =
organizational=20
        differences.=20
        <LI>Consistent use of elements across Carnegie Classifications =
would=20
        indicate that mission statements discount recognized =
organizational=20
        differences.=20
        <LI>Consistent use of elements by institutional control (public =
or=20
        private) would indicate that mission statements are used to =
communicate=20
        with different constituent groups.=20
        <LI>Frequent use of normative or aspirational elements would be =
evidence=20
        that mission statements are used as legitimating tools. =
</LI></OL>
      <P class=3DnoIndent>Finally, to arrive at a more valid analysis of =
the=20
      mission statements, we conducted our analysis using only those =
documents=20
      formally labeled as "mission statements." This reduced our larger =
sample=20
      of institutional documents to 299. </P>
      <H3 class=3DaHead><!--_aHead-->Findings <!--_/aHead--></H3>
      <P class=3DnoIndent>Our analysis of mission statement elements =
revealed=20
      several findings worthy of discussion. These are identified below =
in brief=20
      with a lengthy discussion appearing later. </P>
      <OL class=3Ddecimal>
        <LI>Institutional control (public vs. private) is more important =
in=20
        predicting mission statement elements than is Carnegie =
Classification.=20
        <LI>A few elements (e.g. the notion that the institution is =
committed to=20
        diversity or to providing a liberal arts education) appear =
frequently=20
        across institutional types and control groups.=20
        <LI>There is a prevalence of elements related specifically to =
"service"=20
        either by the institution or through the inculcation of civic =
values in=20
        students, although the definition of "service" differs somewhat =
between=20
        public and private institutions. </LI></OL>
      <P>As a premise to our discussion of common elements, it is =
important to=20
      note that there was, among the mission statements we reviewed, a=20
      surprising variety. As stated earlier, we ultimately identified =
118=20
      distinct elements across all statements. Some institutions used =
very few=20
      elements and some used many. No two institutions had precisely the =
same=20
      configuration of elements. Nevertheless, an examination of the =
most common=20
      elements by institutional control and by Carnegie Classification =
(<A=20
      =
href=3D"http://muse.jhu.edu/journals/journal_of_higher_education/v077/77.=
3morphew.html#tab01">Tables=20
      1</A>=E2=80=93<A=20
      =
href=3D"http://muse.jhu.edu/journals/journal_of_higher_education/v077/77.=
3morphew.html#tab05">5</A>)=20
      reveals some intriguing patterns. <B>[End Page 462]</B> =
</P><!--_Table 1-->
      <DIV class=3Dthumbnail>
      <TABLE class=3Dthumbnail>
        <TBODY>
        <TR class=3Dthumbnail>
          <TD class=3Dthumbnail><A=20
            =
href=3D"http://muse.jhu.edu/journals/journal_of_higher_education/v077/77.=
3morphew_tab01.html"=20
            name=3Dtab01><IMG height=3D37=20
            alt=3D"Three most common elements among mission statements =
of Baccalaureate Institutions. N=3D97."=20
            =
src=3D"http://muse.jhu.edu/journals/journal_of_higher_education/v077/thum=
b/77.3morphew_tab01t.gif"=20
            width=3D72><BR></A>Click for larger view </TD>
          <TD class=3DcaptionTable><!--_captionTable--><B>Table 1</B> =
<BR>Three=20
            most common elements among mission statements of =
Baccalaureate=20
            Institutions. N=3D97. =
<!--_/captionTable--></TD></TR></TBODY></TABLE></DIV><!--_/Table =
1--><!--_Table 2-->
      <DIV class=3Dthumbnail>
      <TABLE class=3Dthumbnail>
        <TBODY>
        <TR class=3Dthumbnail>
          <TD class=3Dthumbnail><A=20
            =
href=3D"http://muse.jhu.edu/journals/journal_of_higher_education/v077/77.=
3morphew_tab02.html"=20
            name=3Dtab02><IMG height=3D35=20
            alt=3D"Three most common elements among mission statements =
of Master's Institutions. N=3D102."=20
            =
src=3D"http://muse.jhu.edu/journals/journal_of_higher_education/v077/thum=
b/77.3morphew_tab02t.gif"=20
            width=3D72><BR></A>Click for larger view </TD>
          <TD class=3DcaptionTable><!--_captionTable--><B>Table 2</B> =
<BR>Three=20
            most common elements among mission statements of Master's=20
            Institutions. N=3D102. =
<!--_/captionTable--></TD></TR></TBODY></TABLE></DIV><!--_/Table =
2--><!--_Table 3-->
      <DIV class=3Dthumbnail>
      <TABLE class=3Dthumbnail>
        <TBODY>
        <TR class=3Dthumbnail>
          <TD class=3Dthumbnail><A=20
            =
href=3D"http://muse.jhu.edu/journals/journal_of_higher_education/v077/77.=
3morphew_tab03.html"=20
            name=3Dtab03><IMG height=3D35=20
            alt=3D"Three most common elements among mission statements =
of Doctoral/Research Institutions. N=3D100."=20
            =
src=3D"http://muse.jhu.edu/journals/journal_of_higher_education/v077/thum=
b/77.3morphew_tab03t.gif"=20
            width=3D72><BR></A>Click for larger view </TD>
          <TD class=3DcaptionTable><!--_captionTable--><B>Table 3</B> =
<BR>Three=20
            most common elements among mission statements of =
Doctoral/Research=20
            Institutions. N=3D100. =
<!--_/captionTable--></TD></TR></TBODY></TABLE></DIV><!--_/Table =
3--><B>[End=20
      Page 463]</B>=20
      <P></P>
      <P>To begin our analysis, we identified the three most frequently =
cited=20
      elements within each Carnegie Classification.<SUP><A=20
      =
href=3D"http://muse.jhu.edu/journals/journal_of_higher_education/v077/77.=
3morphew.html#FOOT4"=20
      name=3DREF4>4</A></SUP> The potential existed for us to identify =
up to 18=20
      frequently used elements (that is, if the three top elements for =
each of=20
      the six Carnegie classifications had all been different). Instead, =
we=20
      found some striking commonalities across the groups. Among public=20
      baccalaureate colleges, master's universities and doctoral =
universities,=20
      we found only eight common elements. The notion of serving the =
local area=20
      is an element common to five of the six classifications and is the =
top=20
      element for public Baccalaureate institutions (general and liberal =
arts)=20
      and Master's I institutions. "Commitment to diversity" is also an =
oft-used=20
      element and is found across 4 of the 6 public institutional types. =
</P>
      <P>The prevalence of certain elements is also striking among =
private=20
      colleges and universities with 10 shared elements among a possible =
19.=20
      (Note: Because of a tie score, private, Baccalaureate-General =
institutions=20
      have four elements instead of three.) Like their public =
counterparts,=20
      private institutions had elements that were common across Carnegie =

      Classifications. "Liberal arts," for example, appears for four of =
the six=20
      institutional types, as did an affiliation (historical or current) =
with a=20
      religious denomination. </P>
      <P>These three tables also illustrate the relative popularity of =
the=20
      liberal arts, diversity, and service elements across both =
institutional=20
      type and control group. For example, if viewed by the six Carnegie =

      Classifications and by institutional control, there are 12 =
distinct groups=20
      of colleges and universities. The diversity element appears in 5 =
of 12=20
      groups; the liberal arts element in seven; and the civic =
duty/service=20
      (student level) or serves local area (institutional level) element =
appears=20
      in eight. </P>
      <P>As was noted in the methods section, our analysis also =
identified those=20
      elements that appeared in the first 2=E2=80=933 sentences. We =
reasoned that these=20
      elements had greater institutional emphasis. Here again we found=20
      commonalities. For example, Tables <A=20
      =
href=3D"http://muse.jhu.edu/journals/journal_of_higher_education/v077/77.=
3morphew.html#tab04">4</A>=20
      and <A=20
      =
href=3D"http://muse.jhu.edu/journals/journal_of_higher_education/v077/77.=
3morphew.html#tab05">5</A>=20
      below indicate that both public and private universities call =
attention to=20
      the importance of instilling civic duty in their students, as well =
as the=20
      importance of a broad, liberal arts education. However, the =
elements that=20
      public and private institutions choose to emphasize differ =
significantly.=20
      Public universities heavily emphasize service=E2=80=94both as =
institutions within=20
      a region and through instilling in students a sense of civic duty. =
Several=20
      other emphasized elements are largely descriptive in nature and =
rather=20
      pedestrian=E2=80=94"we're a public institution and we have =
undergraduate and=20
      graduate programs." Private universities, by contrast, focus more =
on the=20
      formative aspects of education=E2=80=94promoting "student =
development" and helping=20
      prepare students for the "real world" through programs that are=20
      academically rigorous. <B>[End Page 464]</B> </P><!--_Table 4-->
      <DIV class=3Dthumbnail>
      <TABLE class=3Dthumbnail>
        <TBODY>
        <TR class=3Dthumbnail>
          <TD class=3Dthumbnail><A=20
            =
href=3D"http://muse.jhu.edu/journals/journal_of_higher_education/v077/77.=
3morphew_tab04.html"=20
            name=3Dtab04><IMG height=3D35=20
            alt=3D"Most common elements in first 2=E2=80=933 sentences. =
Public colleges and universities. N=3D158. Institutional types are not =
equally represented."=20
            =
src=3D"http://muse.jhu.edu/journals/journal_of_higher_education/v077/thum=
b/77.3morphew_tab04t.gif"=20
            width=3D72><BR></A>Click for larger view </TD>
          <TD class=3DcaptionTable><!--_captionTable--><B>Table 4</B> =
<BR>Most=20
            common elements in first 2=E2=80=933 sentences. Public =
colleges and=20
            universities. N=3D158. Institutional types are not equally=20
            represented. =
<!--_/captionTable--></TD></TR></TBODY></TABLE></DIV><!--_/Table =
4--><!--_Table 5-->
      <DIV class=3Dthumbnail>
      <TABLE class=3Dthumbnail>
        <TBODY>
        <TR class=3Dthumbnail>
          <TD class=3Dthumbnail><A=20
            =
href=3D"http://muse.jhu.edu/journals/journal_of_higher_education/v077/77.=
3morphew_tab05.html"=20
            name=3Dtab05><IMG height=3D31=20
            alt=3D"Most common elements in first 2=E2=80=933 sentences. =
Private colleges and universities. N=3D141. Institutional types are not =
equally represented."=20
            =
src=3D"http://muse.jhu.edu/journals/journal_of_higher_education/v077/thum=
b/77.3morphew_tab05t.gif"=20
            width=3D72><BR></A>Click for larger view </TD>
          <TD class=3DcaptionTable><!--_captionTable--><B>Table 5</B> =
<BR>Most=20
            common elements in first 2=E2=80=933 sentences. Private =
colleges and=20
            universities. N=3D141. Institutional types are not equally=20
            represented. =
<!--_/captionTable--></TD></TR></TBODY></TABLE></DIV><!--_/Table 5-->
      <P>A textual analysis of the various ways that elements are =
articulated=20
      suggests some interesting disparities between public and private=20
      institutions. An example is the language around "civic duty" and=20
      "service." There is a clear tendency for public institutions to =
describe=20
      this work as preparing "citizens" or "promoting civic engagement." =
The=20
      implication is clearly that graduates will stay in-state, vote, =
and pay=20
      taxes or that the institution contributes in other ways to the =
local or=20
      state economy. The rhetoric around service for private =
institutions was=20
      substantially different. Below are excerpts from the mission =
statements of=20
      three private colleges whose goals are to encourage students to =
</P>
      <UL class=3Ddisk>
        <LI>"=E2=80=A6engage in the intellectual and social challenges =
of their times."=20
        <LI>"Fulfill the edict of Horace Mann who said: 'be ashamed to =
die until=20
        you have won some victory for humanity.'" <B>[End Page 465]</B>=20
        <LI>"=E2=80=A6 enable men and women of diverse backgrounds to =
engage and=20
        transform the world." </LI></UL>
      <P class=3DnoIndent>Obviously there is a substantial difference in =
promoting=20
      "civic duty" and preparing students to "transform the world!" We =
might=20
      briefly note the desire of the public group to link their work to =
serving=20
      the state (a principal patron) and of the latter to cast =
themselves as an=20
      elite training ground for the next generation of leaders (a theme =
we will=20
      return to later); however, our purpose here is simply to observe =
that the=20
      disparate emphases in a particular element. Suffice it to say that =
what=20
      "service" means in one context is clearly not what "service" means =
in=20
      another. </P>
      <H3 class=3DaHead><!--_aHead-->Discussion <!--_/aHead--></H3>
      <P class=3DnoIndent>Taken together, what do these findings tell us =
about the=20
      utility of mission statements? Do they support the claim that =
mission=20
      statements provide focus and direction to institutions? Or, do =
they bear=20
      out the arguments of those who criticize mission statements for =
their=20
      formless generalities? Finally, do the data suggest that mission=20
      statements are primarily normative documents, designed to provide =
internal=20
      and external audiences with evidence of legitimacy? We do not =
propose to=20
      be able to fully answer these questions with this study. But, our=20
      exploration of the differences in mission statement rhetoric =
across=20
      institutional type is a necessary first step in any attempt to get =
at the=20
      value and utility of mission statements and suggests several =
hypotheses.=20
      </P>
      <H3 class=3DaHead><!--_aHead-->Signaling Constituents and =
Reflecting=20
      Distinctive Values <!--_/aHead--></H3>
      <P class=3DnoIndent>First, as discussed earlier, there are =
discernable=20
      patterns of the elements in mission statements by institutional =
control.=20
      The discussion of tables one through three (above) vividly =
illustrates=20
      this point. Public colleges and universities construct their =
mission=20
      statements with combinations of elements more similar to one =
another than=20
      to their private peers of similar focus and institutional type. =
This=20
      finding invites several interpretations. First, given these =
patterns, one=20
      might find support for the arguments of the institutional =
theorists, who=20
      view mission statements as symbolic artifacts. From this =
perspective, the=20
      use of like elements (e.g. civic duty/service or a commitment to=20
      diversity) by unlike =E2=80=93 but similarly funded =E2=80=93 =
institutions leads to the=20
      conclusions that mission statements are not used to provide =
direction or=20
      vision, but rather as icons to signal key external constituencies =
that the=20
      institution in question shares these groups' values and goals. Or, =
more=20
      simply, public colleges include <B>[End Page 466]</B> mention of =
public=20
      service because, to ignore this element, might call into question =
their=20
      very "publicness." </P>
      <P>Alternately, this first finding of common elements by =
institutional=20
      control may reflect substantial differences that are not captured =
by=20
      Carnegie Classification. From this viewpoint, the finding that =
public=20
      colleges' and universities' mission statements contain elements =
different=20
      from those of their private brethren is explained by a flipping of =
the=20
      cause and effect relationship that we (and others) assume. That =
is, these=20
      mission statements may reflect, rather than drive, the realities =
of these=20
      institutions' environments. These environments include the desires =
of=20
      their students and alumni (and taxpayers). As a result, it should =
come as=20
      no surprise that the mission statements of colleges attended and =
supported=20
      by persons who support progressive notions of multiculturalism and =

      diversity include elements that speak to these values. =
Concurrently, the=20
      fact that public universities' mission statements speak to the =
service=20
      that these institutions provide is a reflection of their =
environmental=20
      reality and, perhaps, their unwillingness to associate themselves =
with=20
      more progressive ideas that may or may not find support in state =
capitols.=20
      In short, institutions include in their mission what their =
benefactors=20
      value. It is, then, these differences in values =E2=80=93 rather =
than=20
      Carnegie-like differences in degrees conferred =E2=80=93 that are =
the=20
      self-defining characteristics for postsecondary institutions. </P>
      <P>However, one can discern amidst the rhetorical flourishes a =
mindfulness=20
      of multiple external audiences and their associated =
desires/biases. For=20
      example, we observed that statements about offering a liberal arts =

      education are in many instances immediately followed by phrases =
such as=20
      "=E2=80=A6and professional training." The message? Our education =
is formative=20
      <I>and</I> useful. (Something both prospective students and =
hard-nosed=20
      state legislators would appreciate.) Many Master's institutions =
described=20
      their desire to provide students with greater analytic abilities, =
better=20
      communication skills, and to help them develop an appreciation for =

      learning, and yet they never used the term "liberal arts." This =
cannot be=20
      accidental. Either the authors actively avoided the term "liberal" =
for=20
      fear its implication would be misconstrued or there was a concern =
that the=20
      institution might be mistaken for a liberal arts college rather =
than a=20
      comprehensive university. The point is that if institutions are =
using=20
      these statement to legitimate themselves, they are doing far more =
than=20
      creating a symbolic document that they can point to=E2=80=94they =
are using these=20
      statements in an effort to communicate particular messages, likely =
to=20
      specific and multiple audiences. </P>
      <P>There is also variability in how particular elements (the =
example used=20
      in the findings section was "civic duty/service") are construed. =
Critics=20
      <B>[End Page 467]</B> have argued that mission statements use =
phrases that=20
      are interchangeable. Though much of the language is superficially =
similar=20
      (that is, the mission statements share certain elements) it is =
also the=20
      case that some institutions take great care to explicate these =
elements=20
      and they do so in decidedly different ways. Often this results in =
these=20
      elements having decidedly different "flavors" at different =
institutions.=20
      It also should be noted that though some language may appear =
generic to an=20
      outsider, it may well be charged with meaning within a particular =
academic=20
      community (Hartley, 2002). The mission statements of an urban HBCU =
that=20
      draws a majority of its students regionally and boasts an =
Afro-Centric=20
      curriculum and an innovative partnership with a public housing =
project=20
      next door and a highly-selective private university that draws its =

      students nationally and has a well-recognized service-learning =
program may=20
      both indicate a desire to instill in their students a sense of =
"public=20
      service," but what is meant by "service" within those two academic =

      communities may be sharply divergent. </P>
      <P>Taken together, our findings do not disconfirm the =
institutional=20
      theorists. However, they do suggest that the signaling is more =
complex=20
      than current theory suggests. The distinctive elements emphasized =
by=20
      public and private universities suggest that their use of mission=20
      statements speak to the distinct challenges faced by public and =
private=20
      colleges and universities. Each occupies different referential =
worlds.=20
      Public institutions are cognizant of their need to show their =
relevance to=20
      important external constituent groups, including taxpayers and=20
      legislators, as they compete for public funding with groups whose =
service=20
      to the local region is much more conspicuous. Prisons and social =
service=20
      agencies, for example, compete for funding at the state level with =

      colleges and universities and do not share the burden of proving =
their=20
      relevance to the state. Unlike these other agencies, it is often =
easy for=20
      citizens who are not attending college or do not have dependents =
enrolled=20
      at public universities to forget or lose sight of the economic =
development=20
      or social service role that public higher education institutions =
play.=20
      Mission statements, it would seem, have important legitimizing =
roles, both=20
      normatively and politically. </P>
      <H3 class=3DaHead><!--_aHead-->What Wasn't Evident: Aspiration =
<!--_/aHead--></H3>
      <P class=3DnoIndent>The statements we analyzed, in general, did =
not=20
      aggrandize their institutions. We had expected to see greater =
usage of=20
      elements whose purpose was to convey prestige or status on the =
college or=20
      university in question. Instead, aspirational elements (e.g.=20
      pronouncements about being or becoming the "best") were =
comparatively=20
      rare. Therefore, it would seem that arguments that such statements =
are=20
      primarily intended for legitimating purposes are overblown. =
<B>[End Page=20
      468]</B> </P>
      <P>We did identify certain aspirational elements among the 118 =
coded. Some=20
      mission statements, for example, extolled the specific =
institution's=20
      ranking within the last <I>US News</I> report. Others spoke of=20
      prizewinning faculty members. Such elements are particularly easy =
to spot=20
      and label as purely aspirational. However, they are not =
operationally=20
      substantive. They provide no direction for strategic planning nor =
do they=20
      help an institution focus its mission or decide which programs to =
add or=20
      terminate. Instead, they are symbols used to bolster the status of =
the=20
      institution in question. However, when aggregated, the mission =
statements=20
      displayed relatively few of these elements. This is important, =
because=20
      critics of mission statements would have predicted that our =
analysis would=20
      reveal the popularity of such elements. </P>
      <P>This lack of evident aspiration in the mission statements was=20
      surprising, but may be related to our earlier discussion of the =
ways=20
      regarding the utility with which these institutions fashioned =
their=20
      mission statements. In total, these findings suggest that mission=20
      statements may legitimately be viewed as statements for =
communication with=20
      external audiences that have specific expectations of colleges and =

      universities. That is, colleges and universities may be using =
mission=20
      statements not for planning or cultural purposes, but as means of =
telling=20
      important stakeholders outside the institution that "we understand =
what=20
      you want and we're going to deliver it to you." This would be =
consistent=20
      with a lack of aspirational language that these kinds of audiences =
would=20
      either eschew as inappropriate (and inconsistent with the =
realities of the=20
      institution) or unimportant. From this perspective, such use of =
mission=20
      statements represents a maturation on the part of colleges and=20
      universities who are getting better at recognizing their patrons =
and=20
      prospective consumers and focusing their attention on what these =
folks=20
      want. </P>
      <P>Finally, our study of the elements that make up college and =
university=20
      mission statements suggests that our thinking may need to be =
updated.=20
      Simple assumptions about mission statements (e.g., they are =
meaningless,=20
      self-aggrandizing documents; they are essential to the planning =
process,=20
      etc.) may need to be rethought. While there is evidence that =
mission=20
      statements are used to signal and symbolize, it seems more likely =
that the=20
      subject of college and university mission statements is more =
complex and=20
      that institutions are using these documents to communicate their =
utility=20
      and willingness to serve in terms that are both normative and =
politically=20
      apt. </P>
      <H3 class=3DaHead><!--_aHead-->Future Research <!--_/aHead--></H3>
      <P class=3DnoIndent>Although this initial analysis reveals some =
intriguing=20
      patterns, it may also be useful to examine the data using other =
criteria=20
      than Carnegie <B>[End Page 469]</B> classification and control. =
For=20
      example, common elements may be revealed among institutions such =
as urban=20
      colleges and universities, women's colleges, HBCUs, or Catholic=20
      institutions. There may be important regional differences. It may =
even be=20
      possible to identify institutions that have substantially similar =
clusters=20
      of elements. Revealing such commonalities of purpose could =
potentially=20
      provide an alternative means of categorizing institutions along =
the=20
      dimension of institutional ideology. However, thus far we have =
examined=20
      only the surface level of institutional purpose. We do not know to =
what=20
      degree various elements in the statements are expressed =
programmatically=20
      or operationally. Our analysis provides only an overview of how =
various=20
      institutions are representing themselves. We cannot extrapolate =
behaviors=20
      from espoused values. Of course, there are credible reasons to =
believe=20
      that institutions are not engaged in wholesale deception. To the =
extent=20
      that such statements are viewed by multiple =
constituencies=E2=80=94internal and=20
      external=E2=80=94those drafting statements of purpose would be =
unlikely to submit=20
      elements that others find patently offensive. Targeted site visits =
may be=20
      the best means of confirming to what degree these statements are =
congruent=20
      with institutional behavior and exploring the disparate ways that =
academic=20
      communities define key values. </P></DIV>
      <DIV class=3DendText>
      <DIV class=3Dauthbio><!--_authbio--><I><A=20
      =
href=3D"http://muse.jhu.edu/journals/journal_of_higher_education/v077/77.=
3morphew.html#top"=20
      name=3Dauthbio1>Christopher C. Morphew</A></I> is Associate =
Professor at the=20
      Institute of Higher Education at the University of Georgia. =
<!--_/authbio--></DIV>
      <DIV class=3Dauthbio><!--_authbio--><A=20
      =
href=3D"http://muse.jhu.edu/journals/journal_of_higher_education/v077/77.=
3morphew.html#top"=20
      name=3Dauthbio2><I>Matthew Hartley</I></A> is Assistant Professor =
at the=20
      Graduate School of Education at the University of Pennsylvania. =
<!--_/authbio--></DIV>
      <H3 class=3Dnotes><!--_notes-->Endnotes <!--_/notes--></H3>
      <P class=3DnoIndent><A=20
      =
href=3D"http://muse.jhu.edu/journals/journal_of_higher_education/v077/77.=
3morphew.html#REF1"=20
      name=3DFOOT1>1</A>. More importantly, they would argue that those =
strategic=20
      plans are more important for their symbolic and normative purposes =
than=20
      for any structural utility. </P>
      <P class=3DnoIndent><A=20
      =
href=3D"http://muse.jhu.edu/journals/journal_of_higher_education/v077/77.=
3morphew.html#REF2"=20
      name=3DFOOT2>2</A>. We selected institutions from the following =
six=20
      categories: Doctoral Universities=E2=80=94Extensive; Doctoral=20
      Universities=E2=80=94Intensive; Masters Colleges and Universities =
I and II;=20
      Baccalaureate Colleges=E2=80=94Liberal Arts; Baccalaureate =
Colleges=E2=80=94General. </P>
      <P class=3DnoIndent><A=20
      =
href=3D"http://muse.jhu.edu/journals/journal_of_higher_education/v077/77.=
3morphew.html#REF3"=20
      name=3DFOOT3>3</A>. In some cases, "vision statements" or other =
such=20
      documents were the only documents found on the institution's =
website.=20
      These were not used for this study. </P>
      <P class=3DnoIndent><A=20
      =
href=3D"http://muse.jhu.edu/journals/journal_of_higher_education/v077/77.=
3morphew.html#REF4"=20
      name=3DFOOT4>4</A>. Our initial decision to list the three most =
frequently=20
      cited elements was somewhat arbitrary, though subsequent analysis =
revealed=20
      that the frequency of elements cited decreased rather =
precipitously after=20
      the top three. </P>
      <H3 class=3Dreferences><!--_references-->References =
<!--_/references--></H3>
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<I>Strong=20
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</P>
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U.S.=20
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general:=20
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</I>New York:=20
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      American Colleges, Phoenix. </P></DIV><BR><BR><!--BEGIN BUTTONS-->
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